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# upb vs. C++ Protobuf Design |
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[upb](https://github.com/protocolbuffers/upb) is a small C protobuf library. |
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While some of the design follows in the footsteps of the C++ Protobuf Library, |
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upb departs from C++'s design in several key ways. This document compares |
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and contrasts the two libraries on several design points. |
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## Design Goals |
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Before we begin, it is worth calling out that upb and C++ have different design |
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goals, and this motivates some of the differences we will see. |
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C++ protobuf is a user-level library: it is designed to be used directly by C++ |
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applications. These applications will expect a full-featured C++ API surface |
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that uses C++ idioms. The C++ library is also willing to add features to |
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increase server performance, even if these features would add size or complexity |
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to the library. Because C++ protobuf is a user-level library, API stability is |
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of utmost importance: breaking API changes are rare and carefully managed when |
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they do occur. The focus on C++ also means that ABI compatibility with C is not |
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a priority. |
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|
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upb, on the other hand, is designed primarily to be wrapped by other languages. |
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It is a C protobuf kernel that forms the basis on which a user-level protobuf |
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library can be built. This means we prefer to keep the API surface as small and |
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orthogonal as possible. While upb supports all protobuf features required for |
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full conformance, upb prioritizes simplicity and small code size, and avoids |
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adding features like lazy fields that can accelerate some use cases but at great |
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cost in terms of complexity. As upb is not aimed directly at users, there is |
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much more freedom to make API-breaking changes when necessary, which helps the |
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core to stay small and simple. We want to be compatible with all FFI |
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interfaces, so C ABI compatibility is a must. |
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|
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Despite these differences, C++ protos and upb offer [roughly the same core set |
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of features](https://github.com/protocolbuffers/upb#features). |
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|
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## Arenas |
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upb and C++ protos both offer arena allocation, but there are some key |
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differences. |
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|
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### C++ |
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As a matter of history, when C++ protos were open-sourced in 2008, they did not |
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support arenas. Originally there was only unique ownership, whereby each |
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message uniquely owns all child messages and will free them when the parent is |
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freed. |
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Arena allocation was added as a feature in 2014 as a way of dramatically |
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reducing allocation and (especially) deallocation costs. But the library was |
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not at liberty to remove the unique ownership model, because it would break far |
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too many users. As a result, C++ has supported a **hybrid allocation model** |
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ever since, allowing users to allocate messages either directly from the |
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stack/heap or from an arena. The library attempts to ensure that there are |
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no dangling pointers by performing automatic copies in some cases (for example |
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`a->set_allocated_b(b)`, where `a` and `b` are on different arenas). |
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C++'s arena object itself `google::protobuf::Arena` is **thread-safe** by |
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design, which allows users to allocate from multiple threads simultaneously with |
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no synchronization. The user can supply an initial block of memory to the |
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arena, and can choose some parameters to control the arena block size. The user |
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can also supply block alloc/dealloc functions, but the alloc function is |
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expected to always return some memory. The C++ library in general does not |
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attempt to handle out of memory conditions. |
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|
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### upb |
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upb uses **arena allocation exclusively**. All messages must be allocated from |
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an arena, and can only be freed by freeing the arena. It is entirely the user's |
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responsibility to ensure that there are no dangling pointers: when a user sets a |
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message field, this will always trivially overwrite the pointer and will never |
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perform an implicit copy. |
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|
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upb's `upb::Arena` is **thread-compatible**, which means it cannot be used |
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concurrently without synchronization. The arena can be seeded with an initial |
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block of memory, but it does not explicitly support any parameters for choosing |
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block size. It support a custom alloc/dealloc function, and this function is |
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allowed to return `NULL` if no dynamic memory is available. This allows upb |
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arenas to have a max/fixed size, and makes it possible in theory to write code |
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that is tolerant to out-of-memory errors. |
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upb's arena also supports a novel operation known as **fuse**, which joins two |
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arenas together into a single lifetime. Though both arenas must still be freed |
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separately, none of the memory will actually be freed until *both* arenas have |
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been freed. This is useful for avoiding dangling pointers when reparenting a |
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message with one that may be on a different arena. |
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|
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### Comparison |
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|
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**hybrid allocation vs. arena-only**: |
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* The C++ hybrid allocation model introduces a great deal of complexity and |
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unpredictability into the library. upb benefits from having a much simpler |
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and more predictable design. |
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* Some of the complexity in C++'s hybrid model arises from the fact that arenas |
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were added after |
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the fact. Designing for a hybrid model from the outset would likely yield a |
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simpler result |
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* Unique ownership does support some usage patterns that arenas cannot directly |
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accommodate. For example, you can reparent a message and the child will precisely |
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follow the lifetime of its new parent. An arena would require you to either |
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perform a deep copy or extend the lifetime. |
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|
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**thread-compatible vs. thread-safe arena** |
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* A thread-safe arena (as in C++) is safer and easier to use. A thread-compatible |
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arena requires that the user prove that the arena cannot be used concurrently. |
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* [Thread Sanitizer](https://github.com/google/sanitizers/wiki/ThreadSanitizerCppManual) |
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is far more accessible than it was in 2014 (when C++ introduced a thread-safe |
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arena). We now have more tools at our disposal to ensure that we do not trigger |
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data races in a thread-compatible arena like upb. |
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* A thread-compatible arena has a far simpler implementation. The C++ thread-safe |
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arena relies on thread-local variables, which introduce complications on some |
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platforms. It also requires far more subtle reasoning for correctness and |
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performance, and likely cannot match the performance of a thread-compatible arena. |
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**fuse vs. no fuse** |
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* The `upb_Arena_Fuse()` operation is a key part of how we can support reparenting |
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of messages when the parent may be on a different arena. Without this, we have |
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no way of supporting `foo.bar = bar` in dynamic languages without performing a |
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deep copy. |
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* A downside of `upb_Arena_Fuse()` is that passing an arena to a function can allow |
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that function to extend the lifetime of the arena in potentially |
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unpredictable ways. This can be prevented if necessary, as fuse can fail, eg. if |
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one arena has an initial block. But this adds some complexity by requiring callers |
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to handle the case where fuse fails. |
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|
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## Code Generation vs. Tables |
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The C++ protobuf library has always been built around code generation, while upb |
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generates only tables. In other words, `foo.pb.cc` files contain functions, |
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whereas `foo.upb.c` files emit only data structures. |
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### C++ |
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C++ generated code emits a large number of functions into `foo.pb.cc` files. |
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An incomplete list: |
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* `FooMsg::FooMsg()` (constructor): initializes all fields to their default value. |
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* `FooMsg::~FooMsg()` (destructor): frees any present child messages. |
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* `FooMsg::Clear()`: clears all fields back to their default/empty value. |
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* `FooMsg::_InternalParse()`: generated code for parsing a message. |
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* `FooMsg::_InternalSerialize()`: generated code for serializing a message. |
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* `FooMsg::ByteSizeLong()`: calculates serialized size, as a first pass before serializing. |
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* `FooMsg::MergeFrom()`: copies/appends present fields from another message. |
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* `FooMsg::IsInitialized()`: checks whether required fields are set. |
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This code lives in the `.text` section and contains function calls to the generated |
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classes for child messages. |
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### upb |
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upb does not generate any code into `foo.upb.c` files, only data structures. upb uses a |
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compact data table known as a *mini table* to represent the schema and all fields. |
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upb uses mini tables to perform all of the operations that would traditionally be done |
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with generated code. Revisiting the list from the previous section: |
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* `FooMsg::FooMsg()` (constructor): upb instead initializes all messages with `memset(msg, 0, size)`. |
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Non-zero defaults are injected in the accessors. |
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* `FooMsg::~FooMsg()` (destructor): upb messages are freed by freeing the arena. |
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* `FooMsg::Clear()`: can be performed with `memset(msg, 0, size)`. |
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* `FooMsg::_InternalParse()`: upb's parser uses mini tables as data, instead of generating code. |
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* `FooMsg::_InternalSerialize()`: upb's serializer also uses mini-tables instead of generated code. |
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* `FooMsg::ByteSizeLong()`: upb performs serialization in reverse so that an initial pass is not required. |
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* `FooMsg::MergeFrom()`: upb supports this via serialize+parse from the other message. |
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* `FooMsg::IsInitialized()`: upb's encoder and decoder have special flags to check for required fields. |
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A util library `upb/util/required_fields.h` handles the corner cases. |
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### Comparison |
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If we compare compiled code size, upb is far smaller. Here is a comparison of the code |
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size of a trivial binary that does nothing but a parse and serialize of `descriptor.proto`. |
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This means we are seeing both the overhead of the core library itself as well as the |
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generated code (or table) for `descriptor.proto`. (For extra clarity we should break this |
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down by generated code vs core library in the future). |
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| Library | `.text` | `.data` | `.bss` | |
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|------------ |---------|---------|--------| |
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| upb | 26Ki | 0.6Ki | 0.01Ki | |
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| C++ (lite) | 187Ki | 2.8Ki | 1.25Ki | |
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| C++ (code size) | 904Ki | 6.1Ki | 1.88Ki | |
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| C++ (full) | 983Ki | 6.1Ki | 1.88Ki | |
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## Bifurcated vs. Optional Reflection |
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upb and C++ protos both offer reflection without making it mandatory. However |
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the models for enabling/disabling reflection are very different. |
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### C++ |
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C++ messages offer full reflection by default. Messages in C++ generally |
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derive from `Message`, and the base class provides a member function |
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`Reflection* Message::GetReflection()` which returns the reflection object. |
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It follows that any message deriving from `Message` will always have reflection |
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linked into the binary, whether or not the reflection object is ever used. |
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Because `GetReflection()` is a function on the base class, it is not possible |
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to statically determine if a given message's reflection is used: |
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```c++ |
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Reflection* GetReflection(const Message& message) { |
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// Can refer to any message in the whole binary. |
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return message.GetReflection(); |
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} |
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``` |
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The C++ library does provide a way of omitting reflection: `MessageLite`. We can |
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cause a message to be lite in two different ways: |
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* `optimize_for = LITE_RUNTIME` in a `.proto` file will cause all messages in that |
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file to be lite. |
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* `lite` as a codegen param: this will force all messages to lite, even if the |
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`.proto` file does not have `optimize_for = LITE_RUNTIME`. |
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A lite message will derive from `MessageLite` instead of `Message`. Since |
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`MessageLite` has no `GetReflection()` function, this means no reflection is |
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available, so we can avoid taking the code size hit. |
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### upb |
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upb does not have the `Message` vs. `MessageLite` bifurcation. There is only one |
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kind of message type `upb_Message`, which means there is no need to configure in |
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a `.proto` file which messages will need reflection and which will not. |
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Every message has the *option* to link in reflection from a separate `foo.upbdefs.o` |
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file, without needing to change the message itself in any way. |
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upb does not provide the equivalent of `Message::GetReflection()`: there is no |
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facility for retrieving the reflection of a message whose type is not known statically. |
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It would be possible to layer such a facility on top of the upb core, though this |
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would probably require some kind of code generation. |
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### Comparison |
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* Most messages in C++ will not bother to declare themselves as "lite". This means |
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that many C++ messages will link in reflection even when it is never used, bloating |
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binaries unnecessarily. |
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* `optimize_for = LITE_RUNTIME` is difficult to use in practice, because it prevents |
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any non-lite protos from `import`ing that file. |
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* Forcing all protos to lite via a codegen parameter (for example, when building for |
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mobile) is more practical than `optimize_for = LITE_RUNTIME`. But this will break |
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the compile for any code that tries to upcast to `Message`, or tries to use a |
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non-lite method. |
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* The one major advantage of the C++ model is that it can support `msg.DebugString()` |
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on a type-erased proto. For upb you have to explicitly pass the `upb_MessageDef*` |
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separately if you want to perform an operation like printing a proto to text format. |
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## Explicit Registration vs. Globals |
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TODO |
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Reference in new issue