HarfBuzz text shaping engine http://harfbuzz.github.io/
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<chapter id="clusters">
<title>Clusters</title>
<section id="clusters-and-shaping">
<title>Clusters and shaping</title>
<para>
In text shaping, a <emphasis>cluster</emphasis> is a sequence of
characters that needs to be treated as a single, indivisible
unit. A single letter or symbol can be a cluster of its
own. Other clusters correspond to longer subsequences of the
input code points &mdash; such as a ligature or conjunct form
&mdash; and require the shaper to ensure that the cluster is not
broken during the shaping process.
</para>
<para>
A cluster is distinct from a <emphasis>grapheme</emphasis>,
which is the smallest unit of meaning in a writing system or
script.
</para>
<para>
The definitions of the two terms are similar. However, clusters
are only relevant for script shaping and glyph layout. In
contrast, graphemes are a property of the underlying script, and
are of interest when client programs implement orthographic
or linguistic functionality.
</para>
<para>
For example, two individual letters are often two separate
graphemes. When two letters form a ligature, however, they
combine into a single glyph. They are then part of the same
cluster and are treated as a unit by the shaping engine &mdash;
even though the two original, underlying letters remain separate
graphemes.
</para>
<para>
HarfBuzz is concerned with clusters, <emphasis>not</emphasis>
with graphemes &mdash; although client programs using HarfBuzz
may still care about graphemes for other reasons from time to time.
</para>
<para>
During the shaping process, there are several shaping operations
that may merge adjacent characters (for example, when two code
points form a ligature or a conjunct form and are replaced by a
single glyph) or split one character into several (for example,
when decomposing a code point through the
<literal>ccmp</literal> feature). Operations like these alter
clusters; HarfBuzz tracks the changes to ensure that no clusters
get lost or broken during shaping.
</para>
<para>
HarfBuzz records cluster information independently from how
shaping operations affect the individual glyphs returned in an
output buffer. Consequently, a client program using HarfBuzz can
utilize the cluster information to implement features such as:
</para>
<itemizedlist>
<listitem>
<para>
Correctly positioning the cursor within a shaped text run,
even when characters have formed ligatures, composed or
decomposed, reordered, or undergone other shaping operations.
</para>
</listitem>
<listitem>
<para>
Correctly highlighting a text selection that includes some,
but not all, of the characters in a word.
</para>
</listitem>
<listitem>
<para>
Applying text attributes (such as color or underlining) to
part, but not all, of a word.
</para>
</listitem>
<listitem>
<para>
Generating output document formats (such as PDF) with
embedded text that can be fully extracted.
</para>
</listitem>
<listitem>
<para>
Determining the mapping between input characters and output
glyphs, such as which glyphs are ligatures.
</para>
</listitem>
<listitem>
<para>
Performing line-breaking, justification, and other
line-level or paragraph-level operations that must be done
after shaping is complete, but which require examining
character-level properties.
</para>
</listitem>
</itemizedlist>
</section>
<section id="working-with-harfbuzz-clusters">
<title>Working with HarfBuzz clusters</title>
<para>
When you add text to a HarfBuzz buffer, each code point must be
assigned a <emphasis>cluster value</emphasis>.
</para>
<para>
This cluster value is an arbitrary number; HarfBuzz uses it only
to distinguish between clusters. Many client programs will use
the index of each code point in the input text stream as the
cluster value. This is for the sake of convenience; the actual
value does not matter.
</para>
<para>
Some of the shaping operations performed by HarfBuzz &mdash;
such as reordering, composition, decomposition, and substitution
&mdash; may alter the cluster values of some characters. The
final cluster values in the buffer at the end of the shaping
process will indicate to client programs which subsequences of
glyphs represent a cluster and, therefore, must not be
separated.
</para>
<para>
In addition, client programs can query the final cluster values
to discern other potentially important information about the
glyphs in the output buffer (such as whether or not a ligature
was formed).
</para>
<para>
For example, if the initial sequence of cluster values was:
</para>
<programlisting>
0,1,2,3,4
</programlisting>
<para>
and the final sequence of cluster values is:
</para>
<programlisting>
0,0,3,3
</programlisting>
<para>
then there are two clusters in the output buffer: the first
cluster includes the first two glyphs, and the second cluster
includes the third and fourth glyphs. It is also evident that a
ligature or conjunct has been formed, because there are fewer
glyphs in the output buffer (four) than there were code points
in the input buffer (five).
</para>
<para>
Although client programs using HarfBuzz are free to assign
initial cluster values in any manner they choose to, HarfBuzz
does offer some useful guarantees if the cluster values are
assigned in a monotonic (either non-decreasing or non-increasing)
order.
</para>
<para>
For buffers in the left-to-right (LTR)
or top-to-bottom (TTB) text flow direction,
HarfBuzz will preserve the monotonic property: client programs
are guaranteed that monotonically increasing initial cluster
values will be returned as monotonically increasing final
cluster values.
</para>
<para>
For buffers in the right-to-left (RTL)
or bottom-to-top (BTT) text flow direction,
the directionality of the buffer itself is reversed for final
output as a matter of design. Therefore, HarfBuzz inverts the
monotonic property: client programs are guaranteed that
monotonically increasing initial cluster values will be
returned as monotonically <emphasis>decreasing</emphasis> final
cluster values.
</para>
<para>
Client programs can adjust how HarfBuzz handles clusters during
shaping by setting the
<literal>cluster_level</literal> of the
buffer. HarfBuzz offers three <emphasis>levels</emphasis> of
clustering support for this property:
</para>
<itemizedlist>
<listitem>
<para><emphasis>Level 0</emphasis> is the default and
reproduces the behavior of the old HarfBuzz library.
</para>
<para>
The distinguishing feature of level 0 behavior is that, at
the beginning of processing the buffer, all code points that
are categorized as <emphasis>marks</emphasis>,
<emphasis>modifier symbols</emphasis>, or
<emphasis>Emoji extended pictographic</emphasis> modifiers,
as well as the <emphasis>Zero Width Joiner</emphasis> and
<emphasis>Zero Width Non-Joiner</emphasis> code points, are
assigned the cluster value of the closest preceding code
point from <emphasis>different</emphasis> category.
</para>
<para>
In essence, whenever a base character is followed by a mark
character or a sequence of mark characters, those marks are
reassigned to the same initial cluster value as the base
character. This reassignment is referred to as
"merging" the affected clusters. This behavior is based on
the Grapheme Cluster Boundary specification in <ulink
url="https://www.unicode.org/reports/tr29/#Regex_Definitions">Unicode
Technical Report 29</ulink>.
</para>
<para>
Client programs can specify level 0 behavior for a buffer by
setting its <literal>cluster_level</literal> to
<literal>HB_BUFFER_CLUSTER_LEVEL_MONOTONE_GRAPHEMES</literal>.
</para>
</listitem>
<listitem>
<para>
<emphasis>Level 1</emphasis> tweaks the old behavior
slightly to produce better results. Therefore, level 1
clustering is recommended for code that is not required to
implement backward compatibility with the old HarfBuzz.
</para>
<para>
Level 1 differs from level 0 by not merging the
clusters of marks and other modifier code points with the
preceding "base" code point's cluster. By preserving the
separate cluster values of these marks and modifier code
points, script shapers can perform additional operations
that might lead to improved results (for example, reordering
a sequence of marks).
</para>
<para>
Client programs can specify level 1 behavior for a buffer by
setting its <literal>cluster_level</literal> to
<literal>HB_BUFFER_CLUSTER_LEVEL_MONOTONE_CHARACTERS</literal>.
</para>
</listitem>
<listitem>
<para>
<emphasis>Level 2</emphasis> differs significantly in how it
treats cluster values. In level 2, HarfBuzz never merges
clusters.
</para>
<para>
This difference can be seen most clearly when HarfBuzz processes
ligature substitutions and glyph decompositions. In level 0
and level 1, ligatures and glyph decomposition both involve
merging clusters; in level 2, neither of these operations
triggers a merge.
</para>
<para>
Client programs can specify level 2 behavior for a buffer by
setting its <literal>cluster_level</literal> to
<literal>HB_BUFFER_CLUSTER_LEVEL_CHARACTERS</literal>.
</para>
</listitem>
</itemizedlist>
<para>
As mentioned earlier, client programs using HarfBuzz often
assign initial cluster values in a buffer by reusing the indices
of the code points in the input text. This gives a sequence of
cluster values that is monotonically increasing (for example,
0,1,2,3,4).
</para>
<para>
It is not <emphasis>required</emphasis> that the cluster values
in a buffer be monotonically increasing. However, if the initial
cluster values in a buffer are monotonic and the buffer is
configured to use cluster level 0 or 1, then HarfBuzz
guarantees that the final cluster values in the shaped buffer
will also be monotonic. No such guarantee is made for cluster
level 2.
</para>
<para>
In levels 0 and 1, HarfBuzz implements the following conceptual
model for cluster values:
</para>
<itemizedlist spacing="compact">
<listitem>
<para>
If the sequence of input cluster values is monotonic, the
sequence of cluster values will remain monotonic.
</para>
</listitem>
<listitem>
<para>
Each cluster value represents a single cluster.
</para>
</listitem>
<listitem>
<para>
Each cluster contains one or more glyphs and one or more
characters.
</para>
</listitem>
</itemizedlist>
<para>
In practice, this model offers several benefits. Assuming that
the initial cluster values were monotonically increasing
and distinct before shaping began, then, in the final output:
</para>
<itemizedlist spacing="compact">
<listitem>
<para>
All adjacent glyphs having the same final cluster
value belong to the same cluster.
</para>
</listitem>
<listitem>
<para>
Each character belongs to the cluster that has the highest
cluster value <emphasis>not larger than</emphasis> its
initial cluster value.
</para>
</listitem>
</itemizedlist>
</section>
<section id="a-clustering-example-for-levels-0-and-1">
<title>A clustering example for levels 0 and 1</title>
<para>
The basic shaping operations affect clusters in a predictable
manner when using level 0 or level 1:
</para>
<itemizedlist>
<listitem>
<para>
When two or more clusters <emphasis>merge</emphasis>, the
resulting merged cluster takes as its cluster value the
<emphasis>minimum</emphasis> of the incoming cluster values.
</para>
</listitem>
<listitem>
<para>
When a cluster <emphasis>decomposes</emphasis>, all of the
resulting child clusters inherit as their cluster value the
cluster value of the parent cluster.
</para>
</listitem>
<listitem>
<para>
When a character is <emphasis>reordered</emphasis>, the
reordered character and all clusters that the character
moves past as part of the reordering are merged into one cluster.
</para>
</listitem>
</itemizedlist>
<para>
The functionality, guarantees, and benefits of level 0 and level
1 behavior can be seen with some examples. First, let us examine
what happens with cluster values when shaping involves cluster
merging with ligatures and decomposition.
</para>
<para>
Let's say we start with the following character sequence (top row) and
initial cluster values (bottom row):
</para>
<programlisting>
A,B,C,D,E
0,1,2,3,4
</programlisting>
<para>
During shaping, HarfBuzz maps these characters to glyphs from
the font. For simplicity, let us assume that each character maps
to the corresponding, identical-looking glyph:
</para>
<programlisting>
A,B,C,D,E
0,1,2,3,4
</programlisting>
<para>
Now if, for example, <literal>B</literal> and <literal>C</literal>
form a ligature, then the clusters to which they belong
&quot;merge&quot;. This merged cluster takes for its cluster
value the minimum of all the cluster values of the clusters that
went in to the ligature. In this case, we get:
</para>
<programlisting>
A,BC,D,E
0,1 ,3,4
</programlisting>
<para>
because 1 is the minimum of the set {1,2}, which were the
cluster values of <literal>B</literal> and
<literal>C</literal>.
</para>
<para>
Next, let us say that the <literal>BC</literal> ligature glyph
decomposes into three components, and <literal>D</literal> also
decomposes into two components. Whenever a cluster decomposes,
its components each inherit the cluster value of their parent:
</para>
<programlisting>
A,BC0,BC1,BC2,D0,D1,E
0,1 ,1 ,1 ,3 ,3 ,4
</programlisting>
<para>
Next, if <literal>BC2</literal> and <literal>D0</literal> form a
ligature, then their clusters (cluster values 1 and 3) merge into
<literal>min(1,3) = 1</literal>:
</para>
<programlisting>
A,BC0,BC1,BC2D0,D1,E
0,1 ,1 ,1 ,1 ,4
</programlisting>
<para>
Note that the entirety of cluster 3 merges into cluster 1, not
just the <literal>D0</literal> glyph. This reflects the fact
that the cluster <emphasis>must</emphasis> be treated as an
indivisible unit.
</para>
<para>
At this point, cluster 1 means: the character sequence
<literal>BCD</literal> is represented by glyphs
<literal>BC0,BC1,BC2D0,D1</literal> and cannot be broken down any
further.
</para>
</section>
<section id="reordering-in-levels-0-and-1">
<title>Reordering in levels 0 and 1</title>
<para>
Another common operation in the more complex shapers is glyph
reordering. In order to maintain a monotonic cluster sequence
when glyph reordering takes place, HarfBuzz merges the clusters
of everything in the reordering sequence.
</para>
<para>
For example, let us again start with the character sequence (top
row) and initial cluster values (bottom row):
</para>
<programlisting>
A,B,C,D,E
0,1,2,3,4
</programlisting>
<para>
If <literal>D</literal> is reordered to the position immediately
before <literal>B</literal>, then HarfBuzz merges the
<literal>B</literal>, <literal>C</literal>, and
<literal>D</literal> clusters &mdash; all the clusters between
the final position of the reordered glyph and its original
position. This means that we get:
</para>
<programlisting>
A,D,B,C,E
0,1,1,1,4
</programlisting>
<para>
as the final cluster sequence.
</para>
<para>
Merging this many clusters is not ideal, but it is the only
sensible way for HarfBuzz to maintain the guarantee that the
sequence of cluster values remains monotonic and to retain the
true relationship between glyphs and characters.
</para>
</section>
<section id="the-distinction-between-levels-0-and-1">
<title>The distinction between levels 0 and 1</title>
<para>
The preceding examples demonstrate the main effects of using
cluster levels 0 and 1. The only difference between the two
levels is this: in level 0, at the very beginning of the shaping
process, HarfBuzz merges the cluster of each base character
with the clusters of all Unicode marks (combining or not) and
modifiers that follow it.
</para>
<para>
For example, let us start with the following character sequence
(top row) and accompanying initial cluster values (bottom row):
</para>
<programlisting>
A,acute,B
0,1 ,2
</programlisting>
<para>
The <literal>acute</literal> is a Unicode mark. If HarfBuzz is
using cluster level 0 on this sequence, then the
<literal>A</literal> and <literal>acute</literal> clusters will
merge, and the result will become:
</para>
<programlisting>
A,acute,B
0,0 ,2
</programlisting>
<para>
This merger is performed before any other script-shaping
steps.
</para>
<para>
This initial cluster merging is the default behavior of the
Windows shaping engine, and the old HarfBuzz codebase copied
that behavior to maintain compatibility. Consequently, it has
remained the default behavior in the new HarfBuzz codebase.
</para>
<para>
But this initial cluster-merging behavior makes it impossible
for client programs to implement some features (such as to
color diacritic marks differently from their base
characters). That is why, in level 1, HarfBuzz does not perform
the initial merging step.
</para>
<para>
For client programs that rely on HarfBuzz cluster values to
perform cursor positioning, level 0 is more convenient. But
relying on cluster boundaries for cursor positioning is wrong: cursor
positions should be determined based on Unicode grapheme
boundaries, not on shaping-cluster boundaries. As such, using
level 1 clustering behavior is recommended.
</para>
<para>
One final facet of levels 0 and 1 is worth noting. HarfBuzz
currently does not allow any
<emphasis>multiple-substitution</emphasis> GSUB lookups to
replace a glyph with zero glyphs (in other words, to delete a
glyph).
</para>
<para>
But, in some other situations, glyphs can be deleted. In
those cases, if the glyph being deleted is the last glyph of its
cluster, HarfBuzz makes sure to merge the deleted glyph's
cluster with a neighboring cluster.
</para>
<para>
This is done primarily to make sure that the starting cluster of the
text always has the cluster index pointing to the start of the text
for the run; more than one client program currently relies on this
guarantee.
</para>
<para>
Incidentally, Apple's CoreText does something different to
maintain the same promise: it inserts a glyph with id 65535 at
the beginning of the glyph string if the glyph corresponding to
the first character in the run was deleted. HarfBuzz might do
something similar in the future.
</para>
</section>
<section id="level-2">
<title>Level 2</title>
<para>
HarfBuzz's level 2 cluster behavior uses a significantly
different model than that of level 0 and level 1.
</para>
<para>
The level 2 behavior is easy to describe, but it may be
difficult to understand in practical terms. In brief, level 2
performs no merging of clusters whatsoever.
</para>
<para>
This means that there is no initial base-and-mark merging step
(as is done in level 0), and it means that reordering moves and
ligature substitutions do not trigger a cluster merge.
</para>
<para>
Only one shaping operation directly affects clusters when using
level 2:
</para>
<itemizedlist>
<listitem>
<para>
When a cluster <emphasis>decomposes</emphasis>, all of the
resulting child clusters inherit as their cluster value the
cluster value of the parent cluster.
</para>
</listitem>
</itemizedlist>
<para>
When glyphs do form a ligature (or when some other feature
substitutes multiple glyphs with one glyph) the cluster value
of the first glyph is retained as the cluster value for the
resulting ligature.
</para>
<para>
This occurrence sounds similar to a cluster merge, but it is
different. In particular, no subsequent characters &mdash;
including marks and modifiers &mdash; are affected. They retain
their previous cluster values.
</para>
<para>
Level 2 cluster behavior is ultimately less complex than level 0
or level 1, but there are several cases for which processing
cluster values produced at level 2 may be tricky.
</para>
<section id="ligatures-with-combining-marks-in-level-2">
<title>Ligatures with combining marks in level 2</title>
<para>
The first example of how HarfBuzz's level 2 cluster behavior
can be tricky is when the text to be shaped includes combining
marks attached to ligatures.
</para>
<para>
Let us start with an input sequence with the following
characters (top row) and initial cluster values (bottom row):
</para>
<programlisting>
A,acute,B,breve,C,circumflex
0,1 ,2,3 ,4,5
</programlisting>
<para>
If the sequence <literal>A,B,C</literal> forms a ligature,
then these are the cluster values HarfBuzz will return under
the various cluster levels:
</para>
<para>
Level 0:
</para>
<programlisting>
ABC,acute,breve,circumflex
0 ,0 ,0 ,0
</programlisting>
<para>
Level 1:
</para>
<programlisting>
ABC,acute,breve,circumflex
0 ,0 ,0 ,5
</programlisting>
<para>
Level 2:
</para>
<programlisting>
ABC,acute,breve,circumflex
0 ,1 ,3 ,5
</programlisting>
<para>
Making sense of the level 2 result is the hardest for a client
program, because there is nothing in the cluster values that
indicates that <literal>B</literal> and <literal>C</literal>
formed a ligature with <literal>A</literal>.
</para>
<para>
In contrast, the "merged" cluster values of the mark glyphs
that are seen in the level 0 and level 1 output are evidence
that a ligature substitution took place.
</para>
</section>
<section id="reordering-in-level-2">
<title>Reordering in level 2</title>
<para>
Another example of how HarfBuzz's level 2 cluster behavior
can be tricky is when glyphs reorder. Consider an input sequence
with the following characters (top row) and initial cluster
values (bottom row):
</para>
<programlisting>
A,B,C,D,E
0,1,2,3,4
</programlisting>
<para>
Now imagine <literal>D</literal> moves before
<literal>B</literal> in a reordering operation. The cluster
values will then be:
</para>
<programlisting>
A,D,B,C,E
0,3,1,2,4
</programlisting>
<para>
Next, if <literal>D</literal> forms a ligature with
<literal>B</literal>, the output is:
</para>
<programlisting>
A,DB,C,E
0,3 ,2,4
</programlisting>
<para>
However, in a different scenario, in which the shaping rules
of the script instead caused <literal>A</literal> and
<literal>B</literal> to form a ligature
<emphasis>before</emphasis> the <literal>D</literal> reordered, the
result would be:
</para>
<programlisting>
AB,D,C,E
0 ,3,2,4
</programlisting>
<para>
There is no way for a client program to differentiate between
these two scenarios based on the cluster values
alone. Consequently, client programs that use level 2 might
need to undertake additional work in order to manage cursor
positioning, text attributes, or other desired features.
</para>
</section>
<section id="other-considerations-in-level-2">
<title>Other considerations in level 2</title>
<para>
There may be other problems encountered with ligatures under
level 2, such as if the direction of the text is forced to
the opposite of its natural direction (for example, Arabic text
that is forced into left-to-right directionality). But,
generally speaking, these other scenarios are minor corner
cases that are too obscure for most client programs to need to
worry about.
</para>
</section>
</section>
</chapter>